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J. Richard Popp
Mr.
Popp is General Counsel & Chief Compliance Officer for Schultze Asset
Management, LLC and is responsible for compliance as well as general legal
work for the firm. In addition, Mr.
Popp serves on the firm’s Investment Committee.
Prior
to joining SAM, Mr. Popp was Assistant General Counsel at Marwood Group, a
financial services firm that manages funds of funds, provides introductory
services for asset managers and distributes proprietary research related to
the healthcare industry. At Marwood, Mr. Popp was responsible for the
day-to-day management and monitoring of all compliance related matters
including interfacing with regulatory authorities and administering the
firm's compliance policies and procedures, anti-money laundering program
and business continuity planning. Mr. Popp also negotiated contracts
relating to the sale of the firm's investment advisory and asset management
services.
Mr.
Popp practiced securities law at Bernstein Litowitz Berger & Grossman.
His other securities related work experience include positions at the New
York Stock Exchange, Merrill Lynch and Skadden, Arps, Slate, Meagher &
Flom LLP.
Mr.
Popp earned his JD from Brooklyn Law School
and a BA from Union
College. He is admitted to the New York and New Jersey State Bars and
has earned securities industry qualifications including the Series 7 and
24.
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